Article 58
Powers
(63) Whereas such authorities must have the necessary means to perform their duties, including powers of investigation and intervention, particularly in cases of complaints from individuals, and powers to engage in legal proceedings; whereas such authorities must help to ensure transparency of processing in the Member States within whose jurisdiction they fall;
Regulation
Art. 58 1. Each supervisory authority shall have all of the following investigative powers: (a) to order the controller and the processor, and, where applicable, the controller's or the processor's representative to provide any information it requires for the performance of its tasks; (b) to carry out investigations in the form of data protection audits; (c) to carry out a review on certifications issued pursuant to Article 42(7); (d) to notify the controller or the processor of an alleged infringement of this Regulation; (e) to obtain, from the controller and the processor, access to all personal data and to all information necessary for the performance of its tasks; (f) to obtain access to any premises of the controller and the processor, including to any data processing equipment and means, in accordance with Union or Member State procedural law. 2. Each supervisory authority shall have all of the following corrective powers: (a) to issue warnings to a controller or processor that intended processing operations are likely to infringe provisions of this Regulation; (b) to issue reprimands to a controller or a processor where processing operations have infringed provisions of this Regulation; (c) to order the controller or the processor to comply with the data subject's requests to exercise his or her rights pursuant to this Regulation; (d) to order the controller or processor to bring processing operations into compliance with the provisions of this Regulation, where appropriate, in a specified manner and within a specified period; (e) to order the controller to communicate a personal data breach to the data subject; (f) to impose a temporary or definitive limitation including a ban on processing; (g) to order the rectification or erasure of personal data or restriction of processing pursuant to Articles 16, 17 and 18 and the notification of such actions to recipients to whom the personal data have been disclosed pursuant to Article 17(2) and Article 19; (h) to withdraw a certification or to order the certification body to withdraw a certification issued pursuant to Articles 42 and 43, or to order the certification body not to issue certification if the requirements for the certification are not or are no longer met; (i) to impose an administrative fine pursuant to Article 83, in addition to, or instead of measures referred to in this paragraph, depending on the circumstances of each individual case; (j) to order the suspension of data flows to a recipient in a third country or to an international organisation. 3. Each supervisory authority shall have all of the following authorisation and advisory powers: (a) to advise the controller in accordance with the prior consultation procedure referred to in Article 36; (b) to issue, on its own initiative or on request, opinions to the national parliament, the Member State government or, in accordance with Member State law, to other institutions and bodies as well as to the public on any issue related to the protection of personal data; (c) to authorise processing referred to in Article 36(5), if the law of the Member State requires such prior authorisation; (d) to issue an opinion and approve draft codes of conduct pursuant to Article 40(5); (e) to accredit certification bodies pursuant to Article 43; (f) to issue certifications and approve criteria of certification in accordance with Article 42(5); (g) to adopt standard data protection clauses referred to in Article 28(8) and in point (d) of Article 46(2); (h) to authorise contractual clauses referred to in point (a) of Article 46(3); (i) to authorise administrative arrangements referred to in point (b) of Article 46(3); (j) to approve binding corporate rules pursuant to Article 47. 4. The exercise of the powers conferred on the supervisory authority pursuant to this Article shall be subject to appropriate safeguards, including effective judicial remedy and due process, set out in Union and Member State law in accordance with the Charter. 5. Each Member State shall provide by law that its supervisory authority shall have the power to bring infringements of this Regulation to the attention of the judicial authorities and where appropriate, to commence or engage otherwise in legal proceedings, in order to enforce the provisions of this Regulation. 6. Each Member State may provide by law that its supervisory authority shall have additional powers to those referred to in paragraphs 1, 2 and 3. The exercise of those powers shall not impair the effective operation of Chapter VII. |
Directive
Art. 28 1. Each Member State shall provide that one or more public authorities are responsible for monitoring the application within its territory of the provisions adopted by the Member States pursuant to this Directive. These authorities shall act with complete independence in exercising the functions entrusted to them. 2. Each Member State shall provide that the supervisory authorities are consulted when drawing up administrative measures or regulations relating to the protection of individuals' rights and freedoms with regard to the processing of personal data. 3. Each authority shall in particular be endowed with: - investigative powers, such as powers of access to data forming the subject-matter of processing operations and powers to collect all the information necessary for the performance of its supervisory duties, - effective powers of intervention, such as, for example, that of delivering opinions before processing operations are carried out, in accordance with Article 20, and ensuring appropriate publication of such opinions, of ordering the blocking, erasure or destruction of data, of imposing a temporary or definitive ban on processing, of warning or admonishing the controller, or that of referring the matter to national parliaments or other political institutions, - the power to engage in legal proceedings where the national provisions adopted pursuant to this Directive have been violated or to bring these violations to the attention of the judicial authorities. Decisions by the supervisory authority which give rise to complaints may be appealed against through the courts. 4. Each supervisory authority shall hear claims lodged by any person, or by an association representing that person, concerning the protection of his rights and freedoms in regard to the processing of personal data. The person concerned shall be informed of the outcome of the claim. Each supervisory authority shall, in particular, hear claims for checks on the lawfulness of data processing lodged by any person when the national provisions adopted pursuant to Article 13 of this Directive apply. The person shall at any rate be informed that a check has taken place. 5. Each supervisory authority shall draw up a report on its activities at regular intervals. The report shall be made public. 6. Each supervisory authority is competent, whatever the national law applicable to the processing in question, to exercise, on the territory of its own Member State, the powers conferred on it in accordance with paragraph 3. Each authority may be requested to exercise its powers by an authority of another Member State. The supervisory authorities shall cooperate with one another to the extent necessary for the performance of their duties, in particular by exchanging all useful information. 7. Member States shall provide that the members and staff of the supervisory authority, even after their employment has ended, are to be subject to a duty of professional secrecy with regard to confidential information to which they have access. |
Austria
Powers § 22 DSG (1) The Data Protection Authority can request from the controller or the processor of the examined processing all necessary clarifications and inspect data processing activities and relevant documents. The controller or processor shall render the necessary assistance. Supervisory activities are to be exercised in a way that least interferes with the rights of the controller or processor and third parties. (2) For purposes of the inspection, the Data Protection Authority shall have the right, after having informed the owner of the premises and the controller or processor, to enter rooms where data processing operations are carried out, put data processing equipment into operation, carry out the processing operations to be examined and make copies of the storage media to the extent strictly necessary to exercise its supervisory powers. (3) Information acquired by the Data Protection Authority or persons authorised by it during any examination shall be used only for supervisory purposes in the context of the execution of data protection regulations. Incidentally, the obligation of confidentiality also exists before courts and administrative authorities, in particular fiscal authorities, with the reservation that, if the inspection leads to the suspicion that a crime pursuant to § 63 of this federal law or pursuant to § 118a, § 119, § 119a, § 126a to § 126c, § 148a or § 278a of the Criminal Code, Federal Law Gazette No 60/1974, or any crime punishable with more than five years of imprisonment has been committed, this shall be reported to the police, and requests pursuant to § 76 of the Code of Criminal Procedure, Federal Law Gazette No 631/1975, regarding such crimes and offences shall also be complied with. (4) In case a data processing operation causes serious immediate danger to the interests of confidentiality of the data subject which deserve protection (imminent danger), the Data Protection Authority may prohibit the continuation of the data processing operation by an administrative decision pursuant to § 57 para. 1 of the General Administrative Procedure Act 1991, Federal Law Gazette No 51/1991. The continuation may also be prohibited only partially if this seems technically possible, meaningful with regard to the purpose of the data processing operation and sufficient to eliminate the danger. At the request of a data subject, the Data Protection Authority can also order, by an administrative decision pursuant to § 57 para. 1 of the General Administrative Procedure Act, the restriction of processing pursuant to Article 18 of the General Data Protection Regulation if the controller does not comply with an obligation to that effect within the period specified. If prohibition is not complied with immediately, the Data Protection Authority shall proceed pursuant to Article 83 para. 5 of the General Data Protection Regulation. (5) As part of its responsibilities, the Data Protection Authority is responsible for imposing administrative fines on natural and legal persons. (6) If, with regard to a claim based on § 29 by a data subject represented by a body, organisation or association as referred to in Article 80 para. 1 of the General Data Protection Regulation, there are doubts whether the relevant criteria have been met, the Data Protection Authority shall, at the request of the court where the claim is filed, make appropriate findings in an administrative decision. Such body, organisation or association shall have the position of a party in the proceedings. It has the right to lodge a complaint against a negative declaratory decision with the Federal Administrative Court. Reprimand by the data protection authority § 11 DSG In application of the catalogue in Article 83, para. 2 to 6 GDPR, the data protection authority will safeguard the principle of proportionality. In particular in cases of first-time infringements, the data protection authority will in accordance with Art. 58 GDPR exercise its powers particulary by issuing reprimands. Special powers of the Data Protection Authority § 35 DSG (1) The Data Protection Authority shall safeguard data protection in accordance with the detailed provisions of the General Data Protection Regulation and this federal law. (2) (Constitutional provision) The Data Protection Authority shall exercise its powers also in relation to the highest governing bodies or officers referred to in Article 19 of the Federal Constitutional Law. |